Measures for Fair Trading Management
Article 1. For the purposes of regulating iron ore spot trading activities, maintaining market order, protecting the lawful rights and interests of all trading parties, and promoting the sound development of the iron ore spot market, Beijing Iron Ore Trading Center Corporation (hereinafter referred to as "COREX") formulates these Measures in accordance with relevant policies and regulations, including the "Measures for the Administration of Trading Venues in Beijing" and the "Special Provisions on Commodity Spot Market Trading (Trial)."
Article 2. COREX shall foster an open, just, and fair trading environment and maintain sound market order for members conducting business through the iron ore spot electronic trading system of COREX (hereinafter referred to as the “System”).
Article 3. COREX shall, under the principle of fair trading, establish and improve impartial trading mechanisms to ensure equal trading opportunities for different brands and different members.
Article 4. Members trading on the System shall comply with relevant laws and regulations and the trading rules of COREX, and shall conduct trading in accordance with the principles of openness, fairness, impartiality, good faith, voluntariness, and reciprocity.
Article 5. Members are prohibited from engaging in the following activities:
1. Trading, seeking trading opportunities, or disrupting trading order, through monopoly, fraud, collusion, market manipulation, unfair competition, commercial bribery, false publicity, infringement of trade secrets, or other illegal or non-compliant acts;
2. Other trading activities that undermine the principle of fairness.
Article 6. COREX shall ensure fair trading through the formulation of management regulations, technical monitoring, and other means.
Article 7. COREX shall supervise members’ trading by monitoring and analyzing specific trading behaviors, conducting assessments, and disclosing information.
Article 8. If a member, while conducting business activities on the System, discovers that another member is engaged in activities suspected of violating the principle of fair trading, it may promptly report to COREX.
Article 9. If COREX receives a report from a member or identifies any member behavior that violates the principle of fair trading during the fair-trading management process, it may conduct investigations and take actions in accordance with relevant trading rules such as the "Administrative Measures for Risk Control on Iron Ore Spot Trading of Beijing Iron Ore Trading Center".
Article 10. COREX reserves the right to interpret and revise these Measures.
Article 11. Both Chinese and English versions are valid. In case of any inconsistency, the Chinese version shall prevail.
公平交易管理辦法
第一條 為規(guī)范鐵礦石現(xiàn)貨交易活動(dòng),維護(hù)市場(chǎng)秩序,保護(hù)交易各方的合法權(quán)益,促進(jìn)鐵礦石現(xiàn)貨市場(chǎng)健康發(fā)展,根據(jù)《北京市交易場(chǎng)所管理辦法》、《商品現(xiàn)貨市場(chǎng)交易特別規(guī)定(試行)》等政策法規(guī),北京鐵礦石交易中心股份有限公司(以下簡(jiǎn)稱(chēng)“北鐵中心”)制定本辦法。
第二條 北鐵中心為在北鐵中心鐵礦石現(xiàn)貨電子交易系統(tǒng)(以下簡(jiǎn)稱(chēng)“系統(tǒng)”)進(jìn)行業(yè)務(wù)活動(dòng)的會(huì)員創(chuàng)造公開(kāi)、公正、公平的市場(chǎng)交易環(huán)境及良好市場(chǎng)秩序。
第三條 北鐵中心負(fù)責(zé)以公平交易為原則,建立和完善公平的交易機(jī)制,確保不同交易標(biāo)的、不同會(huì)員享有的公平交易機(jī)會(huì)。
第四條 北鐵中心交易會(huì)員在系統(tǒng)進(jìn)行業(yè)務(wù)活動(dòng)應(yīng)遵守法律法規(guī)及北鐵中心交易規(guī)則,遵循公開(kāi)、公平、公正、誠(chéng)實(shí)信用、自愿、有償原則進(jìn)行交易。
第五條 會(huì)員禁止從事以下交易:
1. 以壟斷、欺詐、串通、操縱市場(chǎng)、不正當(dāng)競(jìng)爭(zhēng)、商業(yè)賄賂、虛假宣傳、侵犯商業(yè)秘密或其它違法違規(guī)行為進(jìn)行交易或爭(zhēng)取交易機(jī)會(huì)或者破壞交易秩序;
2. 其他破壞公平原則的交易。
第六條 北鐵中心通過(guò)制定管理制度、技術(shù)監(jiān)控等手段保證公平交易原則的實(shí)現(xiàn)。
第七條 北鐵中心通過(guò)對(duì)具體交易行為進(jìn)行監(jiān)控、分析評(píng)估和信息披露來(lái)對(duì)公平交易進(jìn)行監(jiān)督。
第八條 會(huì)員在系統(tǒng)進(jìn)行業(yè)務(wù)活動(dòng)時(shí),如果發(fā)現(xiàn)其他會(huì)員具有涉嫌違背公平交易原則的行為,可及時(shí)向北鐵中心報(bào)告。
第九條 北鐵中心在公平交易管理過(guò)程中接到會(huì)員報(bào)告或發(fā)現(xiàn)會(huì)員存在違反公平交易原則的行為,可根據(jù)《北京鐵礦石交易中心鐵礦石現(xiàn)貨交易風(fēng)險(xiǎn)控制管理辦法》等相關(guān)交易規(guī)則進(jìn)行調(diào)查、處理。
第十條 本辦法由北鐵中心負(fù)責(zé)解釋和修訂。